Daniel J. Broxup Bio

Daniel J. Broxup, a seasoned attorney specializing in commercial and securities litigation, adeptly handles business disputes in state and federal courts. His clientele spans various industries, including auto manufacturing, construction, transportation, retail, banking, and finance. With a focus on advocating for victims of investment fraud and malpractice, Daniel is well-versed in litigation and arbitration processes, including those administered by FINRA, AAA, and JAMS.

Having served as the Director of Michigan State University’s Investor Advocacy Clinic and holding a CFA Charter, Daniel possesses a profound understanding of portfolio management, wealth planning, and asset valuation. This prestigious qualification reflects his commitment to excellence in the investment management field.

As a member of the Public Investors Advocate Bar Association, Daniel actively promotes investor interests and is a sought-after speaker and author on legal matters impacting investors. He has contributed significantly to seminars like the Midwest Securities Law Conference and is a trusted resource for media outlets covering topics such as Ponzi schemes and investment scams. His role as Amicus-Curiae counsel for the North American Securities Administrators Association further underscores his dedication to upholding legal and ethical standards within the investment industry.

Our Practice Areas:

Investment Fraud
Securities Fraud
Regulation Best Interest
Fiduciary Breaches
Ponzi Schemes
Unauthorized Trading
Churning
Selling Away
Excessive Concentration
Class Action
Broker employment claims
Investment Advisor employment claims
Dodd-Frank Whistleblower Award Program
Dodd-Frank Whistleblower Retaliation

Education:

University of Evansville, Bachelor
Western Michigan University, Thomas M. Cooley Law School, Juris Doctorate

Bar Admissions:

Michigan, 2009

Affiliations:

Public Investors Arbitration Bar Association – Member
State Bar of Michigan – Member

Leaders of Law

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